Beheerder en Bewaarbedrijf EBC Plus

  

Phone: +31 (0)20 244 28 57
 

Mail: info@ebcplus.nl
 
Stichting Bewaarbedrijf EBC Plus
Lage Mosten 49
4822 NK BREDA
THE NETHERLANDS

 

Beheerder Bewaarbedrijf EBC Plus B.V. 
Keizersgracht 241-3

1016 EH  AMSTERDAM
THE NETHERLANDS

KvK 62904612
SBI 64301
VAT Nr: 855006948B01
LEI-code: 724500F11B098WL22

Investment Risk Monitor ®

Conflict of Interest
policy

Gelieerde Banken / Brokers / Administratie


ING Bank N.V.
Corporate Finance
Bos en Lommerweg 291-295
1055 DX AMSTERDAM

NEDERLAND

LYNX Professional Services
Herengracht 527
1017 BV AMSTERDAM
NEDERLAND

Asset Management
d-Basics
Tinstraat 3
4823 AA BREDA

NEDERLAND

 

International Capital Markets Pty Ltd

Level 6 309 Kent Street

Sydney NSW

2000 AUSTRALIA

Scandinavian Capital Markets SCM AB Kistagången 16, 5th floor164 40 Kista  STOCKHOLM

Apex Fund Services (NL) B.V.

Van Heuven Goedhartlaan 935A
1181 LD Amstelveen NEDERLAND

  • Facebook - White Circle
  • Twitter - White Circle
  • LinkedIn - White Circle

© Copyright 2015-2019 by EBC Plus B.V. | Investing in Tomorrows Leaders

Customer Due Diligence

 

ocedures

KYC/AML policy in short

Our KYC/AML policies (on anti-money laundering, sanctions, and anti-bribery and corruption) aim to ensure that we and our clients (the investment entities we service) comply with all relevant legislation. Furthermore our policies are aimed to identify and mitigate risks identified by us that might endanger our aim to comply with these legislation.

Before being accepted as a investor in any investment entity administrated by us, please complete our KYC/AML procedures and provide us with the information/documents as stated below.

 

No hard copies

Hard copies of the subscription form or supporting documents are NOT required. Please send your documents to both info@ebcplus.nl and to your contact person at the investment company.

Natural persons

 

European residents

 

Documents to be submitted:

1. Signed subscription form

2. Copy of passport/other ID document with social security number and signature visible

3. Completed self-certification form to establish tax residence. Please not that persons with a 'US-person' status are not accepted as investor by most of our clients.

4. In case the questions regarding the tax residence are included on the subscription form, a separate CRS self-certification form is not needed.

5. In case of a joint application AML documents will be required for each person.

6. Additional documents may be required and you will be advised if this is the case. 

7. Politically Exposed Persons (PEP's), including close relatives, additionally are required to provide documents specifying the source of funds/source of wealth.

 

The funds should originate from an bank account with a bank that has adequate anti terrorist financing / anti money laundering policies and procedures in place. Funds from banks located in countries with poor KYC standards and countries identified as 'non-cooperative' in the fight against money laundering and terrorist financing, will not be accepted. In case we cannot obtain enough assurance that the bank in question has adequate procedures in place, the monies will be returned.

 

For subscriptions made by natural persons the funds should originate from an account registered in your own name. We will check this upon receipt of transfer. If you are unable to make a transfer from an account held in your own name, please email us and we will contact you to make alternative arrangements. 

Upon receipt of the investment amount we will perform final identification checks and subsequently confirm your investment.

 

Overseas investors

 

Documents to be submitted:

1. Signed subscription form

2. Copy of passport/other ID document with social security number and signature visible

3. Proof of address (e.g. utility bill or bank statement) 

4. Completed self-certification form to establish tax residence. Please not that persons with a 'US-person' status are not accepted as investor by most of our clients.

5. In case the questions regarding the tax residence are included on the subscription form, a separate CRS self-certification form is not needed.

6. In case of a joint application AML documents will be required for each person.

7. Additional documents may be required and you will be advised if this is the case. 

8. Politically Exposed Persons (PEP's), including close relatives, additionally are required to provide documents specifying the source of funds/source of wealth. 

 

The funds should originate from an bank account with a bank that has adequate anti terrorist financing / anti money laundering policies and procedures in place. Funds from banks located in countries with poor KYC standards and countries identified as 'non-cooperative' in the fight against money laundering and terrorist financing, will not be accepted. In case we cannot obtain enough assurance that the bank in question has adequate procedures in place, the monies will be returned.

 

For subscriptions made by natural persons the funds should originate from an account registered in your own name. We will check this upon receipt of transfer. If you are unable to make a transfer from an account held in your own name, please email us and we will contact you to make alternative arrangements. 

Upon receipt of the investment amount we will perform final identification checks and subsequently confirm your investment.

 

Organisations

 

Documents to be submitted:

  1. Signed subscription form

  2. Company extract from the Trade Register, Chamber of Commerce or comparable source.

  3. List of shareholders recorded in an official document e.g. the shareholders register

  4. Copy of the official (signed) articles of memorandum

  5. Copy of passport/other ID document of the director(s) with signature visible

  6. Copy of passport/other ID document of the ultimate beneficial owner(s) (UBO's). For this purpose, “ultimate beneficial owner” is the natural person or persons who ultimately own, control or influence a client for 25% or more (of the shares, voting rights, etc.)

  7. Completed self-certification form to establish tax residence. Please note that organisations with, or with UBO's that do have a 'US-person' status, are not accepted as investor by most of our clients.

  8. In case of one or more entities exist between the organisation and a UBO, documents mentioned under 2 to 7 are needed for every entity.

  9. Additional documents may be required and you will be advised if this is the case. 

  10. Organizations owned, controlled or influenced by Politically Exposed Persons (PEP's), including close relatives, additionally are required to provide documents specifying the source of funds/source of wealth.

 

The funds should originate from an bank account with a bank that has adequate anti terrorist financing / anti money laundering policies and procedures in place. Funds from banks located in countries with poor KYC standards and countries identified as 'non-cooperative' in the fight against money laundering and terrorist financing, will not be accepted. In case we cannot obtain enough assurance that the bank in question has adequate procedures in place, the monies will be returned.

 

Upon receipt of the investment amount we will perform final identification checks and subsequently confirm your investment.